INTRODUCTION TO UK FINANCIAL REGULATION (CeMAP® 1/CeFA® 1)

UK Financial Regulation is the foundation module for CeMAP® and CeFA® focusing on giving you a general understanding on a number of subjects surrounding the provision of financial services.

The module takes a look at the finance industry as a whole including the range of products currently available to the consumer that you the advisor will one day be selling, as well as regulations which financial institutions operate within along with rules that must be followed by the advisor to make sure consumers are fully protected.

You will learn how the government can effect the flow of money between individuals and organisations by controlling interest rates and taxation.

The UK Financial Regulation Module will teach you all the skills required to make informed choices for each individual clients needs and prepare you for the questions they will want answering to reassure them the product you have recommended is suitable for them. If you recognise your client’s financial requirements and put together the necessary plans your clients will use your service for many years and your business will flourish and become very lucrative.

To begin your studies simply click Unit 1 in the headings box and work your way through each section ensuring you answer any questions when prompted. Attempt Unit 1 specimen papers before moving onto Unit 2.